FACTS: What does Factory Capital LLC do with your financial information?

Why?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

What?

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

Social Security number and income
Account balances and assets
Transaction history
Credit history and credit scores

How?

All financial companies need to share customers' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers' personal information; the reasons Factory Capital LLC chooses to share; and whether you can limit this sharing.

Reasons we can share your personal information

Reasons Factory Capital LLC can share your personal information, whether Factory Capital LLC shares, and whether you can limit this sharing
Reasons we can share your personal information	Does Factory Capital LLC share?	Can you limit this sharing?
For our everyday business purposes – such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus	Yes	No
For our marketing purposes – to offer our products and services to you	Yes	No
For joint marketing with other financial companies	No	Not applicable
For our affiliates' everyday business purposes – information about your transactions and experiences	Yes	No
For our affiliates' everyday business purposes – information about your creditworthiness	No	Not applicable
For our affiliates to market to you	No	Not applicable
For nonaffiliates to market to you	No	Not applicable

Questions?

Call us at (323) 301-7820 or visit our website at thefactoryhq.com.

Who we are

Who is providing this notice?

Factory Capital LLC

What we do

How does Factory Capital LLC protect my personal information?

To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards and secured files and buildings.

How does Factory Capital LLC collect my personal information?

We collect your personal information, for example, when you:

Open an account
Deposit money
Seek advice about your investments
Enter into an investment advisory contract
Tell us about your investment or retirement portfolio or earnings

We also collect your personal information from other companies.

Why can't I limit all sharing?

Federal law gives you the right to limit only:

Sharing for affiliates' everyday purposes—information about your creditworthiness
Affiliates from using your information to market to you
Sharing for nonaffiliates to market to you

State laws and individual companies may give you additional rights to limit sharing.

Definitions

Affiliates

Companies related by common ownership and control. They can be financial and nonfinancial companies.

We may share information with our affiliates for our everyday business purposes, including information about your transactions and experiences.

Nonaffiliates

Companies not related by common ownership and control. They can be financial or nonfinancial companies.

We do not share with nonaffiliates so that they can market to you.

Joint marketing

A formal agreement between nonaffiliated financial companies that together market financial products or services to you.

We do not jointly market.